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Technical guides
Technical guides
Technical Guide 1/2023:
sobre refuerzo de la transparencia de IIC con objetivo concreto de rentabilidad y de IIC de renta fija con estrategia de comprar y mantener
Technical Guide 2/2022:
on appropriateness assessment
Technical Guide 1/2022:
on the management and control of the liquidity of CISs
Technical Guide 2/2020:
on currency derivatives used as a means of payment not considered to be a financial instrument
Guía Técnica 3/2020:
sobre designación como asesores de IIC de personas o entidades no registradas
Technical Guide 1/2020:
on procedures for the selection of CISMC intermediaries
Technical Guide 3/2019:
on the authorisation procedure for new firms (IFs, CISMCs, closed-ended CISMCs and CFPs)
Pre-notification form for IFs
Declaration form for documents filed and checks carried out (authorisation of IFs)
Pre-notification form for CISMCs/closed-ended CISMCs/CFPs
Declaration form for documents filed and checks carried out (authorisation of CISMCs/closed-ended CISMCs/CFPs)
Technical Guide 2/2019:
On the performance of ancillary activities by investment firms
Technical Guide 1/2019:
On nomination and remuneration committees
Technical Guide 1/2018:
To related-party transactions of collective investment schemes and other transactions of collective investment scheme management companies
Technical Guide 4/2017:
For the assessment of the knowledge and competence of staff giving information and advice.
Technical Guide 3/2017:
On audit Committees at public-interest entities.
Technical Guide 2/2017:
Related-party transactios relating to financial instruments made by collective investment scheme management companies
.
Technical Guide 1/2017:
Strengthening of the transparency of investment funds with a specific long-term target return
.
Technical Guide 1/2016:
Good practices for the application of the "comply or explain" principle.