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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 78
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/01/2005
  • CITY FIDELITY TRUST BANK
A warning PDF of date 12/01/2005 (new window) FSC (ISLA DE MAN) 
26/01/2005
  • CONTINENTAL TRUST BANK
A warning PDF of date 26/01/2005 (new window) JFSC (JERSEY) 
26/01/2005
  • CRYSTAL BONDS & SECURITIES
A warning PDF of date 26/01/2005 (new window) JFSC (JERSEY) 
09/02/2005
  • CAPITAL MANAGEMENT GROUP
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
16/02/2005
  • CEEM CENTRAL & EASTERN EUROPEAN MARKETS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
23/02/2005
  • CITY FINANCIAL & SECURITY
A warning PDF of date 23/02/2005 (new window) FSC (ISLA DE MAN) 
23/02/2005
  • CITY FINANCIAL & SECURITY SERVICES B.V.
A warning PDF of date 23/02/2005 (new window) FSC (ISLA DE MAN) 
16/03/2005
  • CYNTHIA HAYTON
A warning PDF of date 16/03/2005 (new window) FSC (ISLA DE MAN) 
16/03/2005
  • CARRINGTON ROTHSCHILD CAPITAL
A warning PDF of date 16/03/2005 (new window) AMF (FRANCIA) 
23/03/2005
  • CENTRAL SECURITY CLEARING SYSTEM
A warning PDF of date 23/03/2005 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial C.