As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/04/2021
  • PRIVATE-UNION (CLONE)
A warning PDF of date 07/04/2021 (new window) FSMA (BELGICA) 
04/03/2020
  • PRIVATE WEALTH MANAGEMENT LLP
A warning PDF of date 04/03/2020 (new window) FCA (REINO UNIDO)EMPRESA ADVERTIDA TAMBIÉN POR LA AUTORIDAD DE SERVICIOS FINANCIEROS DE LA ISLA DE MAN.
02/12/2015
  • PRIVATE PARTNERS & ASSOCIATES
A warning PDF of date 02/12/2015 (new window) DFSA (DINAMARCA) 
14/09/2022
  • PRIVATE INVESTOREN KREDIT
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
11/01/2023
  • PRIVATE INVESTMENT INDEMNITY COMPANY (CLONE)
A warning PDF of date 11/01/2023 (new window) CBI (IRLANDA)LA ENTIDAD AVERTIDA UTILIZA LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA PI INDEMNITY COMPANY DAC
29/09/2021
  • PRIVATE INVESTMENT INDEMNITY COMPANY (CLONE)
A warning PDF of date 29/09/2021 (new window) CBI (IRLANDA)EL CBI ADVIERTE QUE LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON PI INDEMNITY COMPANY DAC, ENTIDAD DEBIDAMENTE AUTORIZADA POR EL CBI.
07/12/2005
  • PRIVATE INVESTI CONSULTING
A warning PDF of date 07/12/2005 (new window) FSC (ISLA DE MAN) 
20/01/2021
  • PRIVATE FINANCE GROUP
A warning PDF of date 20/01/2021 (new window) FSMA (BELGICA) 
22/12/2004
  • PRIVATE FIDUCIARY TRUST GMBH
A warning PDF of date 22/12/2004 (new window) FMA (AUSTRIA) 
18/03/2009
  • PRIVATE EQUITY PLACEMENT
A warning PDF of date 18/03/2009 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial P.