As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 37 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/08/2013
  • PARKER & BOYD
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
17/07/2013
  • PROTEC ADVISORS
A warning PDF of date 17/07/2013 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
19/06/2013
  • PALMER CORPORATE SOLUTIONS, LLC
A warning PDF of date 19/06/2013 (new window) FCA (REINO UNIDO) 
12/06/2013
  • PETERSON CAPITAL PARTNERS INC
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 
05/06/2013
  • PLATINUM CAPITAL MANAGEMENT LIMITED
A warning PDF of date 05/06/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE AUTORIZADA POR LA FCA CON EL NÚMERO 190828
16/05/2013
  • PACIFIC VENTURES CONSULTANCY
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 
17/04/2013
  • PRINCETON CAPITAL INVESTMENTS INC.
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
03/04/2013
  • PERSIST GLOBAL WEALTH MANAGEMENT
A warning PDF of date 03/04/2013 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA PERSIST GLOBAL WEALTH MANAGEMENT BV
03/04/2013
  • PERSIST GLOBAL WEALTH MANAGEMENT
A warning PDF of date 03/04/2013 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA PERSIST GLOBAL WEALTH MANAGEMENT BV
27/03/2013
  • PEKING DRAGON LIMITED
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial P.