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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 61
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/10/2002
  • BENTLEY FINANCIAL SERVICES B.V.
A warning PDF of date 08/10/2002 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
12/05/2003
  • BERKSHIRE TAX CONSULTANTS
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
10/07/2003
  • B&G VERMÖGENSBERATUNG GMBH
A warning PDF of date 10/07/2003 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
19/08/2003
  • BRAUN & BRIDGEWATER CAPITAL CORP.
A warning PDF of date 19/08/2003 (new window) DFSA (DINAMARCA) 
30/01/2004
  • BROWNING ATTLEE INVESTMENTS
A warning PDF of date 30/01/2004 (new window) FSC (ISLA DE MAN) 
19/02/2004
  • BROWN ATKINS INVESTMENTS
A warning PDF of date 19/02/2004 (new window) FSC (ISLA DE MAN) 
02/06/2004
  • BAKER & WHITE
A warning PDF of date 02/06/2004 (new window) DFSA (DINAMARCA) 
09/06/2004
  • BLACK AND WHITE INVESTMENTS
A warning PDF of date 09/06/2004 (new window) DFSA (DINAMARCA) 
16/06/2004
  • BOOM TIME LOTTERY
A warning PDF of date 16/06/2004 (new window) FSC (ISLA DE MAN) 
23/06/2004
  • BAKER & WHITE
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type unauthorised entities, By initial B.