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The CNMV's Official Registers contain the following information on Spanish securities markets and the intermediaries that operate in them:

Securities market

  • Full name, address, shareholders and directors.
  • Audited financial statements.
  • Fees.

Intermediaries

Only intermediaries authorised by the CNMV or the Bank of Spain are authorised to offer and deliver investment services to third parties.

The CNMV's Official Register of Broker-Dealers and Brokers contains the following information about each firm in those categories:

  • Registration number, full name, registered office, shareholders, directors, declaration of activities, branches and representatives.
  • Audited financial statements, both separate and consolidated.
  • Fees and commissions charged to clients.

Entities entrusted with book-keeping of each issue of uncertificated securities

Lists the entities designated by an issuer of securities to keep accounts of uncertificated securities.