As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 825 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/05/2013
  • ASTORG PARTNERS
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ASTORG PARTNERS SAS NI CON LA ENTIDAD ASTORG PARTNERS UK
16/05/2013
  • PACIFIC VENTURES CONSULTANCY
  • WWW.PACIFICVENTURESINC.COM
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 
16/05/2013
  • RUSSELL ACQUISITION GROUP
  • HTTP://RUSSELLACQGROUP.COM/
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 
16/05/2013
  • MILTON KEYNES CAPITAL PARTNERS LLP
  • WWW.MKCAP.CO.UK
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 
16/05/2013
  • DELACOUR INVESTMENTS / DELACOUR GROUP LTD
  • WWW.DELACOURINVEST.COM
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 
16/05/2013
  • DONCASTER WEALTH MANAGEMENT
  • WWW.DONCASTERWM.CO.UK
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA
08/05/2013
  • APOLLO FINANCIAL MANAGEMENT
  • WWW.FINANCIALMANAGEMENTA.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
08/05/2013
  • BENEFIT PLANNERS INTL
  • WWW.BPIWEALTH.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA ESTÁ UTILIZANDO EL NOMBRE Y DATOS DE CONTACTO DE BENFIT PLANNERS INTERNATIONAL SPLR, ENTIDAD REGISTRADA ANTERIORMENTE PERO QUE ACTUALMENTE NO ESTÁ ACTIVA
08/05/2013
  • STOCKBRIDGE PARTNERS
  • WWW.STOCKBRIDGEPARTNERS.COM
A warning PDF of date 08/05/2013 (new window) FMA (AUSTRIA) 
08/05/2013
  • HAVEN LINK COMMODITIES
  • HTTP://HAVENLINKCOMMODITIES.COM/
A warning PDF of date 08/05/2013 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities.