As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 810 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/07/2013
  • ESIP FINANCE
  • WWW.ESIPFINANCE.COM
A warning PDF of date 17/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ESIP FINANCE SARL
08/06/2005
  • ESFS OFFSHORE PRIVATE BANKING (JERSEY)
  • WWW.ESFS-G.COM
A warning PDF of date 08/06/2005 (new window) JFSC (JERSEY) 
08/06/2005
  • ESFS OFFSHORE PRIVATE BANKING
  • WWW.ESFS-G.COM
A warning PDF of date 08/06/2005 (new window) JFSC (JERSEY) 
08/06/2005
  • ESFS GROUP OFFSHORE PRIVATE BANKING (ISLE OF MAN)
  • WWW.ESFS-G.COM
A warning PDF of date 08/06/2005 (new window) FSC (ISLA DE MAN) 
08/06/2005
  • ESFS GROUP (JERSEY)
  • WWW.ESFS-G.COM
A warning PDF of date 08/06/2005 (new window) JFSC (JERSEY) 
08/06/2005
  • ESFS GROUP (ISLE OF MAN) LIMITED
  • WWW.ESFS-G.COM
A warning PDF of date 08/06/2005 (new window) FSC (ISLA DE MAN) 
08/06/2005
  • ESFS GROUP (ISLE OF MAN)
  • WWW.ESFS-G.COM
A warning PDF of date 08/06/2005 (new window) FSC (ISLA DE MAN) 
22/02/2006
  • ESFC HAULAGE
  • WWW.ESFC-ONLINE.COM
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
22/02/2006
  • ESFC GROUP
  • WWW.ESFC-ONLINE.COM
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
22/02/2006
  • ESFC FINANCIAL
  • WWW.ESFC-ONLINE.COM
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities.