As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 748 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/07/2019
  • SWISS INVESTMENT CORPORATION LTD/ SWISS INVESTMENT FX
  • HTTPS://SWISSINVESTIMENTFX.COM
A warning PDF of date 03/07/2019 (new window) FMA (AUSTRIA) 
04/05/2022
  • HTTPS://KREDITRAIFFEISEN-VOLKS.COM/
A warning PDF of date 04/05/2022 (new window) FMA (AUSTRIA) 
30/11/2022
  • PNL ADVANCED
  • WWW.PNLADVANCED.COM
A warning PDF of date 30/11/2022 (new window) FMA (AUSTRIA) 
12/09/2018
  • BECFD LIMITED
  • WWW.BECFD.COM
A warning PDF of date 12/09/2018 (new window) FMA (AUSTRIA) 
19/05/2021
  • ORTEGA INVEST GROUP
  • WWW.ORTEGA-IG.COM
A warning PDF of date 19/05/2021 (new window) FMA (AUSTRIA) 
11/07/2012
  • EQUICAP CORPORATION
  • WWW.EQUICAP-CORP.COM
A warning PDF of date 11/07/2012 (new window) FMA (AUSTRIA) 
19/05/2021
  • VT GROUP LTD
  • WWW.FINOTIVE.NET
A warning PDF of date 19/05/2021 (new window) FMA (AUSTRIA) 
15/06/2011
  • BAKER & HIGGS ASSET MANAGEMENT
  • WWW.BAKER-HIGGS.COM
A warning PDF of date 15/06/2011 (new window) FMA (AUSTRIA) 
20/10/2021
  • THEBITCOINUP.NET
  • HTTPS://THEBITCOINUP.NET/EN/SIGN-UP
A warning PDF of date 20/10/2021 (new window) FMA (AUSTRIA) 
15/06/2011
  • STRATEGIC PRIVATE EQUITY GROUP
  • WWW.STRATEGICPEG.COM
A warning PDF of date 15/06/2011 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities.