Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 683 out of 1166
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
19/07/2017 |
-
ALPHA CONSULTING (CLON)
-
WWW.ALPHACONSULTINGUK.COM
|
| FCA (REINO UNIDO) | |
19/07/2017 |
-
1875-FINANCE INVEST (CLONE)
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON OTRA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN |
19/07/2017 |
-
AXA IM ASIA (CLON)
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WWW.AXAIM-ASIA.COM
|
| FCA (REINO UNIDO) | |
19/07/2017 |
-
ROTHSCHILD ASSET MANAGEMENT (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION. |
12/07/2017 |
-
JOSEF FRANK GLOBAL, OPERANDO COMO JF GLOBAL (CLON)
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WWW.JOSEFFRANKGLOBAL.COM
|
| FCA (REINO UNIDO) | |
12/07/2017 |
|
| AMF (FRANCIA) | ESTE SITIO WEB OFRECE EN FRANCIA INVERSIONES EN STARTUPS, SOCIEDADES DE INVERSION EN INMUEBLES, PLANES DE AHORRO, MATERIAS PRIMAS, ETC SIN CONTAR CON LA DEBIDA AUTORIZACION |
12/07/2017 |
-
STAMFORD WEALTH / STANFORD WEALTH / STANFORD WELLS (CLON)
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WWW.STAMFORDWEALTHADVISORY.COM
|
| FCA (REINO UNIDO) | |
12/07/2017 |
|
| FCA (REINO UNIDO) | |
12/07/2017 |
-
DIXON ASSOCIATES LTD
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WWW.DIXONASSOCIATESLTD.COM
|
| FCA (REINO UNIDO) | |
05/07/2017 |
-
VERENT CAPITAL
-
WWW.VERENTCAPITAL.COM
|
| SFSA (SUECIA) | |
Consultation criteria: By type unauthorised entities.