As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 628 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • DIRECT LENDERS LIST
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • SHINHAN BANK LONDON (CLON)
  • HTTPS://SHINHAN-ONLINE.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON NINGUNA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN SHINHAN BANK
15/01/2020
  • COMPANY CUBIC SERVICES LTD (OPERANDO COMO GLOBAL MARKETS)
  • WWW.GLOB-MARKETS.NET
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • OMACL LOANS LTD (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • DCDM STRATEGIES (CLON)
  • HTTPS://DCDMSTRATEGIES.COM/
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • SECURE UK ASSETS
  • HTTPS://WWW.SECUREUKASSETS.COM/
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • THE BOND PEOPLE
  • WWW.THEBONDPEOPLE.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • CRYPTO PROFIT
  • HTTPS://T.ME/CRYPTIFYTRADINGBOT?START=403109432
  • HTTPS://DE.CRYPTOPROFIT.BEST/
A warning PDF of date 15/01/2020 (new window) FMA (AUSTRIA) 
15/01/2020
  • GUARANTEED FIXED BONDS
  • HTTPS://GUARANTEEDFIXEDBONDS.COM/
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • THE SOVEREIGN BOND FUND (CLON)
  • HTTPS://SOVEREIGNBONDFUND.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA NINGUNA RELACIÓN CON THE SOVEREIGN BOND FUND, PRODUCTO DEBIDAMENTE REGISTRADO EN LA FCA

Consultation criteria: By type unauthorised entities.