As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 621 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/11/2007
  • HOWELL AND JOHNSON ASSOCIATES
  • WWW.HOWELLANDJOHNSON.COM
A warning PDF of date 21/11/2007 (new window) SFSA (SUECIA) 
14/12/2011
  • HOWARD GARY & COMPANY
  • WWW.HOWARDGARYANDCO.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
16/05/2013
  • HOUSTON DERIVATIVES EXCHANGE
  • HTTP://WWW.HOUDEX.ORG/
A warning PDF of date 16/05/2013 (new window) FSAN (NORUEGA) 
10/05/2023
  • HOUSING FINANCE LTD
  • WWW.USERS.NOREPLY.GITHUB.COM
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 
07/10/2020
  • HOUSING DISREPAIR CLAIMS DIRECT
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
17/02/2021
  • HOUSE CLAIM EXPERT
  • HTTPS://HOUSECLAIMEXPERT.CO.UK/
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
29/10/2014
  • HOULIHAN LOKEY (CLON)
A warning PDF of date 29/10/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
09/10/2013
  • HOTOPTIONS - HORTENSE HOLDINGS LIMITED
A warning PDF of date 09/10/2013 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
22/06/2016
  • HOTFOREX, MAURITIUS
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
11/10/2023
  • HOTCAPITALSTOX.COM
  • HOTCAPITAL STOX GROUP LIMITED
  • HTTPS://HOTCAPITALSTOX.COM
A warning PDF of date 11/10/2023 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities.