As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 56 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/11/2011
  • AMK TRUST LTD
  • WWW.AMKTRUST.COM
A warning PDF of date 30/11/2011 (new window) FSA (REINO UNIDO) 
13/09/2023
  • AMOS LIMITED
  • HTTPS://AM-S.CC/LOGIN
  • HTTPS://AMOSLIMITED.CO/
A warning PDF of date 13/09/2023 (new window) FSMA (BELGICA) 
25/04/2018
  • AMP CAPITAL INVESTORS (UK) LIMITED (CLON)
A warning PDF of date 25/04/2018 (new window) FCA (REINO UNIDO) 
24/10/2018
  • AMP TRADING GROUP
  • WWW.AMPTRADINGGROUP.COM
A warning PDF of date 24/10/2018 (new window) FCA (REINO UNIDO) 
06/05/2009
  • AMPAY KANOKNATHKHUN
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS) 
28/09/2011
  • AMR BUSINESS SERVICES LLC
  • WWW.AMRKPO.COM
A warning PDF of date 28/09/2011 (new window) FSA (REINO UNIDO) 
09/03/2022
  • AMS FX LTD
  • HTTPS://AMSFXLTD.COM/
  • AMSFXLTD
A warning PDF of date 09/03/2022 (new window) FCA (REINO UNIDO) 
14/12/2017
  • AMUNDI ASSET MANAGEMENT (CLON)
A warning PDF of date 14/12/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
26/09/2018
  • ANAHERA AND PARTNERS
  • WWW.ANAHERAPARTNERS.COM
A warning PDF of date 26/09/2018 (new window) FCA (REINO UNIDO) 
21/01/2015
  • ANALYSIS FINANCE
  • WWW.ANALYSIS-FINANCE.COM
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities.