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Page 697 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
24/06/2009unauthorised entities
  • LOVECHILDREN CHARITY & ORPHANAGE
A warning PDF of date 24/06/2009 (new window) FSC (ISLA DE MAN) 
04/10/2006unauthorised entities
  • LOWE & LANE ASSET MANAGEMENT
  • WWW.LOWELANE.COM
A warning PDF of date 04/10/2006 (new window) SFSA (SUECIA) 
20/04/2011unauthorised entities
  • LOYAL BANK LIMITED
A warning PDF of date 20/04/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
30/09/2009unauthorised entities
  • LOYAL RELATIONS (HONG KONG)
A warning PDF of date 30/09/2009 (new window) SFC (HONG KONG) 
25/03/2020unauthorised entities
  • LP WEALTH MANAGEMENT / LEONIA PRIVATE WEALTH MANAGEMENT (CLON)
  • WWW.LPWMANAGEMENT.COM
A warning PDF of date 25/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA LEONIA CORPORATE BANK PLC
15/06/2022unauthorised entities
  • LPL INVEST
  • WWW.LPLINVEST.COM
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 
15/06/2022unauthorised entities
  • LPLEUROPE
  • WWW.LPLEUROPE.COM
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 
17/11/2021unauthorised entities
  • LPLFINANCES
  • WWW.LPLFINANCES.COM
  • WWW.LPLFINANCES.EU
A warning PDF of date 17/11/2021 (new window) FSMA (BELGICA) 
06/04/2022unauthorised entities
  • LPLFINANCES.COM
  • HALEBORE LTD
  • WWW.LPLFINANCES.COM
  • WWW.LPLFINANCES.EU
A warning PDF of date 06/04/2022 (new window) FMA (AUSTRIA) 
10/11/2022unauthorised entities
  • LPLFINANCES.COM / BZW / HALEBORE LTD
  • WWW.LPLFINANCES.COM
  • WWW.LPLFINANCES.EU
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.