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2019

Circular 1/2019, of 28 March, of the Spanish National Securities Market Commission, amending Circular 1/2009, of 4 February, on the categorisation of collective investment schemes (CIS) according to their investment objective, partially amending Circular 3/2011, of 9 of June.

2018

Circular 5/2018, of 26 November, amending CNMV Circulars 4/2008, 7/2008, 11/2008 and 1/2010, on public periodic reporting on CIS, accounting standards, annual accounts and reserved information statements of venture capital entities, CIS and venture capital entity management companies and branches of European management companies established in Spain.

Circular 4/2018, of 27 September, of the Spanish National Securities Market Commission, amending Circular 1/2010, of 28 July, on the confidential information that must be provided by investment firms, and Circular 7/2008, of 26 November, on accounting standards and the annual accounts and confidential information statements to be submitted by Investment Firms, Collective Investment Scheme Management Companies and Venture Capital Firm Management Companies.

Circular 3/2018, of 28 January, of the Spanish National Securities Market Commission, on periodic reporting by issuers of securities admitted to trading on regulated markets, regarding half-yearly financial reports, interim management statements and, where applicable, quarterly financial reports.

Circular 2/2018, of 12 June, of the Spanish Securities and Exchange Commission, that modifies Circular 5/2013, of 12 June, of the Spanish Securities and Exchange Commission, that established the templates for the Annual Corporate Governance Report for listed companies, savings banks and other entities that issue securities traded on official securities markets, and Circular 4/2013, of 12 June, of the Spanish Securities and Exchange Commission, that established the templates for the annual report on the remuneration of directors of listed companies and of the members of the Board of Directors and of the control commission of the savings banks that issue securities traded on official securities markets.

Circular 1/2018, of 12 March, of the Spanish National Securities Market Commission, on warnings relating to financial instruments.

2017

Circular 3/2017, of 29 November, of the Spanish National Securities Market Commission, on obligations in terms of disclosure by Investment Firms through the website in matters of corporate governance and remuneration policy, amending Circular 7/2008, of 26 November, of the Spanish National Securities Market Commission, on accounting standards, annual accounts and confidential information statements of Investment Firms, Collective Investment Scheme Management Companies and Venture Capital Firm Management Companies.

Circular 2/2017, of 25 October, of the Spanish National Securities Market Comission, on information on foreign collective investment schemes registered with the Comisión Nacional del Mercado de Valores, amending CNMV Circular 2/2011, of 9 June, on information on foreign collective investment schemes registered with the Comisión Nacional del Mercado de Valores. (Correction of misprints in the Official State Gazette of 08/11/2017).

Manual for filling the A01 statement – statistical data on foreign CIS marketed in Spain

Technical requirements for sending the A01 statement of statistical data for foreign CIS marketed in Spain 

Circular 1/2017, of 26 april, of the Spanish National Securities Market Commission, on liquidity contracts. (Correction of misprints in the Official State Gazette 28/06/2017)

Template for notification of the intent to establish accepted market practices

2016

Circular 7/2016, of 29 November, of the Bank of Spain, developing the accounting specificities which banking foundations must apply, and amending Circular 4/2004, of 22 December, to credit institutions, regarding rules on public and confidential financial information and on model financial statements, and Circular 1/2013, of 24 May, on the Spanish Risk Information Centre. 

Circular 5/2016, of 27 July, of the Spanish National Securities Market Commission, amending Circular 9/2008, of 10 December, on accounting standards, public and confidential information statements, the annual accounts of entities managing official secondary markets, excluding the Bank of Spain, of entities managing multilateral trading facilities, of the Spanish Payment Systems Company, of central counterparties, of the Spanish Stock Exchanges Company, of the companies that own all the shares of the bodies that supervise official secondary markets and multilateral trading facilities, and of other securities clearing and settlement systems of markets created under the provisions set out in the Spanish Securities Market Act (Ley del Mercado de Valores). (Correction of misprints in the Official State Gazette of 10/09/2016) (Correction of misprints in the Official State Gazette of 14/09/2016) (Correction of misprints in the Official State Gazette of 27/09/2016).

Circular 4/2016, of 29 June, of the Spanish National Securities Market Commission, on the functions of the depositories of collective investment schemes and entities regulated by Law 22/2014, of 12 November, regulating venture capital firms, other open-ended collective investment schemes and management companies of open-ended collective investment schemes, amending Law 35/2003, of 4 November, on Collective Investment Schemes. 

Guide for completing the half-yearly compliance report

Technical requirements for the half-yearly compliance report

Circular 3/2016, of 20 April, of the Spanish National Securities Market Commission, amending Circular 7/2011, of 12 December, regarding the information prospectus on rates and the content of standard contracts.

Circular 2/2016, of 20 April, of the Spanish National Securities Market Commission, on accounting standards, annual accounts, public financial statements and statistical information statements on securitisation funds.

Circular 1/2016, of 16 March, of the Spanish National Securities Market Commission, establishing the requirements for exempting certain companies that issue shares exclusively traded on a multilateral trading facility from requesting admission to trading on a regulated market.