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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/03/2021
  • ZURICH INVESTS LTD / ZH COMPANIES BNK LTD
A warning PDF of date 10/03/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
13/01/2021
  • ZENITH ASSETS MANAGEMENT
A warning PDF of date 13/01/2021 (new window) CSSF (LUXEMBURGO) 
28/08/2019
  • ZUITEX
A warning PDF of date 28/08/2019 (new window) FMA (AUSTRIA) 
31/07/2019
  • ZURIX CORPORATION LTD
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
24/07/2019
  • ZEUS TECH & TRADING GROUP LTD
A warning PDF of date 24/07/2019 (new window) CSSF (LUXEMBURGO) 
19/06/2019
  • ZANDEX INVESTMENT CAPITAL AND FINANCE LTD / TIER ONE CAPITAL LTD (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
06/02/2019
  • ZIMMERMAN CAPITAL PARTNERS
A warning PDF of date 06/02/2019 (new window) FCA (REINO UNIDO) 
28/03/2018
  • ZAN PARTNERS (CLON)
A warning PDF of date 28/03/2018 (new window) FCA (REINO UNIDO) 
09/08/2017
  • ZURICH CAPITAL, OPERANDO COMO ZURICHCAP.COM
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
26/04/2017
  • ZENITH INVESTOR
A warning PDF of date 26/04/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial Z.