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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2016
  • UNSECURED LOAN CALL ME (CLON)
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
17/03/2021
  • UNIXBROKER
A warning PDF of date 17/03/2021 (new window) FSMA (BELGICA) 
07/01/2021
  • UNIX BROKER
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
17/07/2019
  • UNIVERSE MARKETS / WHITESQUARE TRADING LTD
A warning PDF of date 17/07/2019 (new window) FMA (AUSTRIA) 
20/01/2021
  • UNIVERSE CITIZEN LIMITED
A warning PDF of date 20/01/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/03/2006
  • UNIVERSAL NETWORKS, INC.
A warning PDF of date 15/03/2006 (new window) SFSA (SUECIA) 
07/02/2007
  • UNIVERSAL MERCANTILE BUILDING SOCIETY EF (UMBS)
A warning PDF of date 07/02/2007 (new window) SFSA (SUECIA) 
07/04/2020
  • UNIVERSAL MARKETS
A warning PDF of date 07/04/2020 (new window) FSMA (BELGICA) 
22/02/2012
  • UNIVERSAL LIBERTY EXPRESS BANK
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
05/05/2020
  • UNIVERSAL LEASING LIMITED (CLON)
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial U.