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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/02/2012
  • UNIVERSAL LIBERTY EXPRESS BANK
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
14/03/2012
  • UST FINANCIAL SERVICES CORP.
A warning PDF of date 14/03/2012 (new window) SFSA (SUECIA) 
28/03/2012
  • UNITED ADVISORY PARTNERS
A warning PDF of date 28/03/2012 (new window) SFSA (SUECIA) 
28/03/2012
  • UNITED CAPITAL FOREX LIMITED
A warning PDF of date 28/03/2012 (new window) GFSC (GIBRALTAR)ESTA SOCIEDAD UTILIZA PARA PRESENTARSE UNA CARTA SUPUESTAMENTE EMITIDA POR LA FSC, AUTORIDAD SUPERVISORA GIBRALTAREÑA, QUE ES FALSA
11/07/2012
  • UNICORN FINANCE GROUP
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 
28/11/2012
  • UST FINANCIAL SERVICES CORP.
A warning PDF of date 28/11/2012 (new window) FSA (REINO UNIDO) 
16/01/2013
  • UNITED WORLD CAPITAL LTD
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
05/02/2014
  • UK RBB BARCLAYS BUSINESS
A warning PDF of date 05/02/2014 (new window) FCA (REINO UNIDO) 
23/04/2014
  • UNIVERSAL FINANCE BANK
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
17/12/2014
  • UNITED GLOBAL TRADING
A warning PDF of date 17/12/2014 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial U.