As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 12 out of 25
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/06/2021
  • UNICAP TRADE LTD / TRADOBIT
A warning PDF of date 23/06/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
03/08/2016
  • UNEMPLOYED LOANS
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO) 
22/07/2020
  • UNDRY ASSET MANAGEMENT GMBH
A warning PDF of date 22/07/2020 (new window) FMA (AUSTRIA) 
04/05/2022
  • UNCOMMIX LTD
A warning PDF of date 04/05/2022 (new window) FMA (AUSTRIA) 
21/09/2022
  • UNCANNY SERVICES LLC
A warning PDF of date 21/09/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
14/09/2022
  • UNCANNY SERVICES LLC
A warning PDF of date 14/09/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
01/06/2022
  • UNAKREDO
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 
15/09/2010
  • UNAICO LTD. (ENIGRO GROUP)
A warning PDF of date 15/09/2010 (new window) FMA (AUSTRIA) 
01/07/2009
  • UMBS ONLINE BANK LIMITED
A warning PDF of date 01/07/2009 (new window) JFSC (JERSEY) 
18/05/2022
  • UMB SERVICES (CLONE)
A warning PDF of date 18/05/2022 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN REINO UNIDO Y DE DENOMINACIÓN UMB SERVICES LIMITED.

Consultation criteria: By type unauthorised entities, By initial U.