As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 9 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/06/2014
  • THE CATHFORD GROUP
A warning PDF of date 25/06/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
10/12/2014
  • TRADECORP-PARTNERS.COM
A warning PDF of date 10/12/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES.
28/04/2010
  • THE ALTERNATIVE INVESTMENT GROUP
A warning PDF of date 28/04/2010 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
24/06/2020
  • TAKAHASHI AND PARTNERS
A warning PDF of date 24/06/2020 (new window) FSMA (BELGICA) 
14/08/2013
  • TALBOT REESE
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
15/06/2022
  • TOP CAPITAL 24 (CLONE)
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 
24/06/2020
  • TAN ALLEN PIGUET ASSET MANAGEMENT
A warning PDF of date 24/06/2020 (new window) FSMA (BELGICA) 
20/04/2016
  • TRADING TECHNOLOGIES LTD / CONSORFX
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
05/09/2012
  • THE TYLER GROUP
A warning PDF of date 05/09/2012 (new window) FSMA (BELGICA) 
15/06/2022
  • TRADERHOUSE
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial T.