As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/12/2019
  • SERGO CAPITAL (RELACIONADO CON SERGO SOLUTIONS LIMITED)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
15/01/2020
  • STAR FINANCE
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • SECUREDINVESTMENT.CO.UK
  • SECURED INVESTMENT
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • SPEEDY INSURANCE (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • SHINHAN BANK LONDON (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON NINGUNA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN SHINHAN BANK
15/01/2020
  • SECURE UK ASSETS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • SMART LOANS UK (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA NINGUNA RELACIÓN CON LA FIRMA DEBIDAMENTE REGISTRADA WILLIAM ELLIS SINCLAIR
29/01/2020
  • SOLYS LUXEMBOURG
A warning PDF of date 29/01/2020 (new window) CSSF (LUXEMBURGO)NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SOLYS
29/01/2020
  • SENTINEL GROWTH PORTFOLIO LTD (CLON)
A warning PDF of date 29/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE (SENTINEL GROWTH PORTFOLIO)
05/02/2020
  • SITES.GOOGLE.COM/VIEW/BESTLOANSOLUTION/HOME
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.