As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 48 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/10/2020
  • SAFE ASSURANCE (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SAFE ASSURANCE SA
21/10/2020
  • STAUNCH CAPITAL / STAUNCH CAPITAL INVESTMENT
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
15/02/2023
  • SUPERIORFX TRADING
A warning PDF of date 15/02/2023 (new window) FCA (REINO UNIDO) 
28/10/2020
  • SCOTTISH WIDOWS (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SCOTTISH WIDOWS LIMITED
04/11/2020
  • STANDARD LIFE ABERDEEN (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA STANDARD LIFE ABERDEEN PLC
04/11/2020
  • SOVEREIGN RESOURCES
  • SOVEREIGN-RESOURCES.COM
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • STANDARD LIFE BONDS (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA STANDARD LIFE INVESTMENTS LIMITED
06/04/2022
  • SCHERMANN CHRONICLE ASSOCIATES
A warning PDF of date 06/04/2022 (new window) FCA (REINO UNIDO) 
23/03/2022
  • STALLION FX TRADE
A warning PDF of date 23/03/2022 (new window) FCA (REINO UNIDO) 
15/02/2023
  • SILICONMEGAMARKET / SILICON MEGA MARKET
A warning PDF of date 15/02/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.