As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 48 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/07/2019
  • SAP ONE
A warning PDF of date 10/07/2019 (new window) CSSF (LUXEMBURGO) 
17/07/2019
  • STANFORD ADVISORY
A warning PDF of date 17/07/2019 (new window) FCA (REINO UNIDO) 
31/07/2019
  • SIGMA4TRADE LTD
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
07/08/2019
  • SMITH & WILLIAMS PLC (CLON, OPERANDO COMO SMITH AND WILLIAMS ONLINE)
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
21/08/2019
  • SMART LOANS
A warning PDF of date 21/08/2019 (new window) FCA (REINO UNIDO) 
18/09/2019
  • SWISS INVESTMENT CORPORATION LTD
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
25/09/2019
  • STRETCHY FINANCE UK LTD / STRETCHY LOANS UK LTD
A warning PDF of date 25/09/2019 (new window) FCA (REINO UNIDO) 
10/10/2019
  • SILVER WOLF LIMITED
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
23/10/2019
  • SOFTWARE AND MEDIA LTD
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/10/2019
  • SALVALAX LTD
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial S.