As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 48 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/05/2021
  • SPARX FUNDS PLC (CLONE)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.
03/03/2021
  • SPARX FUNDS PLC (CLONE)
A warning PDF of date 03/03/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.
19/05/2021
  • SPARX FUNDS PLC (CLONE)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.
09/05/2018
  • SPEARTRADER
A warning PDF of date 09/05/2018 (new window) SFSA (SUECIA) 
06/06/2018
  • SPEARTRADER
A warning PDF of date 06/06/2018 (new window) FMA (AUSTRIA) 
23/11/2022
  • SPECIALIST INVESTMENT FUNDS ICAV/SIF (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA SPECIALIST INVESTMENT FUNDS (2) ICAV
30/10/2013
  • SPECIALIST INVESTOR FUNDS
A warning PDF of date 30/10/2013 (new window) FCA (REINO UNIDO) 
09/04/2019
  • SPECTRA FX INVESTMENTS TEAM (CLON)
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
15/01/2020
  • SPEEDY INSURANCE (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
05/03/2014
  • SPENCER AND RICHARDSON FINANCIAL
A warning PDF of date 05/03/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.