As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/12/2005
  • SELECT CAPITAL MANAGEMENT CORPORATION
A warning PDF of date 21/12/2005 (new window) SFSA (SUECIA) 
18/01/2006
  • STANDARD CREDIT BANKING CORPORATION
A warning PDF of date 18/01/2006 (new window) FSC (ISLA DE MAN) 
18/01/2006
  • SCHWARTZ WOODMAN
A warning PDF of date 18/01/2006 (new window) SFC (HONG KONG) 
08/02/2006
  • SIEGAR PRIVATE LIMITED
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
08/02/2006
  • SWIFT ASSET MANAGEMENT LTD.
A warning PDF of date 08/02/2006 (new window) SFC (HONG KONG) 
01/03/2006
  • SELECT CAPITAL MANAGEMENT CORPORATION
A warning PDF of date 01/03/2006 (new window) NAFM (PAISES BAJOS) 
08/03/2006
  • SINO OPTIONS TRADING LIMITED
A warning PDF of date 08/03/2006 (new window) SFC (HONG KONG) 
08/03/2006
  • SOUTH PACIFIC BANK
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
08/03/2006
  • SMITH WILLIAMS
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
29/03/2006
  • SAFECOE HOLDINGS INTERNATIONAL LTD.
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial S.