As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/10/2020
  • SADI FINANCE
  • SADI FINANCE LIMITED SPAIN OFFICE
  • SADI FINANCE LIMITED INDIA OFFICE
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
28/10/2020
  • SAFE ASSURANCE (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SAFE ASSURANCE SA
10/02/2021
  • SAFE BOND
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO) 
30/12/2020
  • SAFE IG
A warning PDF of date 30/12/2020 (new window) FSMA (BELGICA) 
09/12/2020
  • SAFE IG
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO) 
19/06/2019
  • SAFE TRADE LTD
A warning PDF of date 19/06/2019 (new window) CONSOB (ITALIA) 
29/03/2006
  • SAFECOE HOLDINGS INTERNATIONAL LTD.
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
12/06/2019
  • SAFEINVEST
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
10/11/2022
  • SAFEKEEPING INVESTMENTS
A warning PDF of date 10/11/2022 (new window) FCA (REINO UNIDO) 
19/06/2019
  • SAFEMARKETS (RELACIONADO CON OPTIMUMCOMMERCE OU)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.