As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 56 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/06/2019
  • STRATEGIC FUNDS (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
28/10/2020
  • SAFE ASSURANCE (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SAFE ASSURANCE SA
19/06/2019
  • SCHWARZ GEHARD
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
03/02/2021
  • SAPIA CAPITAL / SAPIA TRADE (CLONE)
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS SAPIA PARTNERS LLP NI SAPIA CAPITAL PARTNERS LTD.
19/06/2019
  • SMO INVESTMENTS LIMITED (OPERANDO COMO THE LOAN DOCTOR)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
01/09/2020
  • SAGA SERVICES LIMITED (CLON)
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
25/08/2020
  • SJCF INVESTMENTS
A warning PDF of date 25/08/2020 (new window) FCA (REINO UNIDO) 
09/09/2020
  • SEARCH BONDS / GOLDEN WATER VENTURES LTD
A warning PDF of date 09/09/2020 (new window) FCA (REINO UNIDO) 
16/09/2020
  • SEARCH THE BEST RATES
A warning PDF of date 16/09/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • STANDARD LIFE ABERDEEN (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA STANDARD LIFE ABERDEEN PLC

Consultation criteria: By type unauthorised entities, By initial S.