As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 56 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/10/2020
  • STAUNCH CAPITAL / STAUNCH CAPITAL INVESTMENT
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
28/10/2020
  • SCOTTISH WIDOWS (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SCOTTISH WIDOWS LIMITED
28/10/2020
  • SAFE ASSURANCE (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SAFE ASSURANCE SA
04/11/2020
  • STANDARD LIFE ABERDEEN (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA STANDARD LIFE ABERDEEN PLC
04/11/2020
  • SOVEREIGN RESOURCES
  • SOVEREIGN-RESOURCES.COM
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • STANTON WADE
A warning PDF of date 04/11/2020 (new window) FMA (AUSTRIA) 
04/11/2020
  • STANDARD LIFE BONDS (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA STANDARD LIFE INVESTMENTS LIMITED
11/11/2020
  • SOTAFIN
A warning PDF of date 11/11/2020 (new window) FSMA (BELGICA) 
11/11/2020
  • SWISSGEMS LTD / MEDIA SOLUTIONS LTD
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
25/11/2020
  • STEINER GREVES
A warning PDF of date 25/11/2020 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial S.