As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 57
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/01/2024
  • PORTFOLIO INVESTMENT ICAV (CLONE)
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI PORTFOLIO INVESTMENT ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
11/01/2023
  • PRIVATE INVESTMENT INDEMNITY COMPANY (CLONE)
A warning PDF of date 11/01/2023 (new window) CBI (IRLANDA)LA ENTIDAD AVERTIDA UTILIZA LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA PI INDEMNITY COMPANY DAC
23/12/2020
  • PERSHING SECURITIES LIMITED (CLON)
A warning PDF of date 23/12/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PERSHING SECURITIES LTD.
08/05/2024
  • PIMCO ASSET MANAGEMENT DAC (CLONE)
A warning PDF of date 08/05/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LAS DIRECCIONES DE CORREO ELECTRÓNICO ADMIN@PIMCOPRIVATEWEALTH.COM, ADMIN@PIMCOGLOBALADVISORS.COM ADMIN@PIMCOPRIVATECLIENTS.COM , HA CLONADO LOS DETALLES DE LA ENTIDAD REGISTRADA EN IRLANDA PIMCO GLOBAL ADVISORS (IRELAND) LIMITED, CON QUIEN NO GUARDA NINGUNA RELACIÓN.
28/04/2021
  • PD WEALTH SOLUTIONS (CLONE)
A warning PDF of date 28/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PROSPERISE UCITS FUNDS PLC.
23/11/2022
  • PLATFORM CAPITAL UCITS ICAV (CLONE)
  • PLATFORM CAPITAL (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LAS ENTIDADES ADVERTIDAS UTILIZAN INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA PLATFORM CAPITAL UCITS ICAV (C145196)
16/05/2024
  • PHILOS PARTNERS INVESTOR SERVICES LIMITED (CLONE)
A warning PDF of date 16/05/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LA DIRECCIÓN DE CORREO ELECTRÓNICO ACCOUNTS@PHILOSOS.COM HA CLONADO PARTE DEL NOMBRE DE LA ENTIDAD LEGÍTIMA PHILOS ALTERNATIVE EDGE FUNDS PLC, CON QUIEN NO GUARDA NINGUNA RELACIÓN.
27/07/2022
  • PARKER PRIME
A warning PDF of date 27/07/2022 (new window) CBI (IRLANDA) 
12/01/2022
  • PLATFORM CAPITAL UCITS ICAV (CLONE)
A warning PDF of date 12/01/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN PLATFORM CAPITAL UCITS ICAV (C145196)
08/11/2023
  • PERMANENT TSB (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) LAS DIRECCIONES DE CORREO ELECTRÓNICO NEWCLIENT@PTSB-ONBOARDING.COM ;ONBOARDING@PTSGB-ENQUIRY.COM;ONBOARDING@PTSBNEWCLIENT.COM Y COMPLAINTS@PTSB-ONBOARDING.COM;NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI PERMANENT TSB.

Consultation criteria: By type unauthorised entities, By initial P.