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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/07/2012
  • PACIFIC TYCOON
A warning PDF of date 18/07/2012 (new window) AMF (FRANCIA) 
16/05/2013
  • PACIFIC VENTURES CONSULTANCY
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 
20/05/2009
  • PACIFIC WEALTH GLOBAL LTD
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
09/08/2017
  • PACIFIK CHIBA TRUST
A warning PDF of date 09/08/2017 (new window) DFSA (DINAMARCA) 
07/11/2018
  • PADMAR INVESTMENTS LIMITED (CLON)
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
09/05/2012
  • PAGANI WEALTH MANAGEMENT
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
18/01/2017
  • PAGEON BANK S.A.
A warning PDF of date 18/01/2017 (new window) CSSF (LUXEMBURGO) 
08/09/2010
  • PALATINE FINANCIAL
A warning PDF of date 08/09/2010 (new window) SSMA (ESLOVENIA) 
13/02/2008
  • PALLADIUM CATHAY INTERMEDIARIES
A warning PDF of date 13/02/2008 (new window) SFSA (SUECIA) 
04/02/2009
  • PALMER BROWN MANAGEMENT, INC.
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial P.