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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/01/2010
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 13/01/2010 (new window) CBFA (BELGICA) 
19/05/2010
  • ORIENTAL CONSOLIDATORS
A warning PDF of date 19/05/2010 (new window) CBFA (BELGICA) 
09/12/2009
  • OLYMPIA LAW FIRM
A warning PDF of date 09/12/2009 (new window) CBFA (BELGICA) 
14/07/2021
  • OKURAS GLOBAL CAPITAL
A warning PDF of date 14/07/2021 (new window) CBI (IRLANDA) 
24/03/2021
  • ONEHOURLOAN
A warning PDF of date 24/03/2021 (new window) CBI (IRLANDA) 
10/11/2016
  • ONO VENTURES (JAPAN)
A warning PDF of date 10/11/2016 (new window) CBI (IRLANDA) 
02/06/2021
  • OSAKA MATSUI MANAGEMENT (OPERANDO COMO OMM HOLDINGS)
A warning PDF of date 02/06/2021 (new window) CBI (IRLANDA) 
23/01/2008
  • OPEN TRADE INTERNATIONAL, INC.
A warning PDF of date 23/01/2008 (new window) CONAVAL (PANAMA) 
27/09/2017
  • OPZIONE FINANZA OF ANTONIO VACCARO
A warning PDF of date 27/09/2017 (new window) CONSOB (ITALIA) 
06/03/2019
  • ONE THOUSAND ONE LTD
A warning PDF of date 06/03/2019 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial O.