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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 59 out of 59
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/03/2012
  • MTC GLOBAL FINANCIAL SERVICES GROUP
A warning PDF of date 21/03/2012 (new window) SFSA (SUECIA) 
01/06/2011
  • MARCUS & COMPANY INC.
A warning PDF of date 01/06/2011 (new window) SFSA (SUECIA) 
08/11/2006
  • MORLEY THOMPSON INC.
A warning PDF of date 08/11/2006 (new window) SFSA (SUECIA) 
26/04/2017
  • MWI CONSULTANTS
A warning PDF of date 26/04/2017 (new window) SFSA (SUECIA) 
20/06/2018
  • MORETTI & ASSOCIATES
A warning PDF of date 20/06/2018 (new window) SFSA (SUECIA) 
14/09/2005
  • MERCURY GLOBAL LTD
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
05/10/2011
  • MCPHERSON GORDON LTD.
A warning PDF of date 05/10/2011 (new window) SFSA (SUECIA) 
15/04/2009
  • MIDAS INTERNATIONAL
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
10/11/2011
  • MATHEWS MERGER MANAGEMENT
A warning PDF of date 10/11/2011 (new window) SFSA (SUECIA) 
08/11/2006
  • MASON ROSS INVESTMENTS LTD.
A warning PDF of date 08/11/2006 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type unauthorised entities, By initial M.