As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 47 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/05/2003
  • MORGAN YOUNG FINANCIAL CONSULTANTS
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
16/03/2011
  • MATHISEN FINANCIAL
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
12/05/2003
  • MORRISON CROSS FINANCIAL INVESTMENTS LTD
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
23/03/2011
  • MAYFAIR CAPITAL INVESTMENTS
A warning PDF of date 23/03/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • MONTROSE GROUP
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO)ESTA SOCIEDAD NO TIENE NINGUNA RELACIÓN CON LA SOCIEDAD INGLESA MONTROSE FASTENERS LIMITED (COMPANIES HOUSE NO: 02646431).
31/08/2011
  • MILLER CONSULTING GROUP
A warning PDF of date 31/08/2011 (new window) FSA (REINO UNIDO) 
18/08/2011
  • MENZIES & CO
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO)SIN RELACIÓN CON LAS EMPRESAS AUTORIZADAS POR LA FSA: MENZIES CORPORATE FINANCE LTD (230022); MENZIES WEALTH MANAGEMENT LTD (486548) Y MENZIES LLP (AUDITORES REGISTRADOS).
23/08/2011
  • MILTON FINANCIALS
A warning PDF of date 23/08/2011 (new window) FSA (REINO UNIDO)ESTA ENTIDAD NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD ALEXANDER DAVID SECURITIES LIMITED, REGISTRADA CON LA FSA (NUM. 469150)
21/09/2011
  • MAJI CAPITAL PARTNERS
A warning PDF of date 21/09/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • MADISON AVENUE MERGERS & ACQUISITIONS
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial M.