Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
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Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
12/04/2023 |
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA USA DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE Y LA DIRECCIÓN DE LA ENTIDAD DE LUXEMBURGO LSP HOLDING. PARA ELLO, ENVÍA A POTENCIALES INVERSORES CORREOS ELECTRÓNICOS CON EL FORMATO NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM <MAILTO:NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM>. DICHOS CORREOS ELECTRÓNICOS PUEDEN LLEVAR LA FIRMA DE UN FALSO AGENTE DE LA CSSF. |
16/04/2014 |
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LSE WEALTH MANAGEMENT INC
|
| FCA (REINO UNIDO) | |
23/11/2022 |
|
| FCA (REINO UNIDO) | |
10/11/2022 |
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LPLFINANCES.COM / BZW / HALEBORE LTD
|
| FMA (AUSTRIA) | |
06/04/2022 |
|
| FMA (AUSTRIA) | |
17/11/2021 |
|
| FSMA (BELGICA) | |
15/06/2022 |
|
| FSMA (BELGICA) | |
15/06/2022 |
|
| FSMA (BELGICA) | |
13/12/2023 |
|
| FSMA (BELGICA) | |
25/03/2020 |
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LP WEALTH MANAGEMENT / LEONIA PRIVATE WEALTH MANAGEMENT (CLON)
|
| FCA (REINO UNIDO) | NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA LEONIA CORPORATE BANK PLC |
Consultation criteria: By type unauthorised entities, By initial L.