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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 53
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/12/2004
  • FIRST EUROPEAN ASIAN FINANCE BANK & TRUST
A warning PDF of date 01/12/2004 (new window) JFSC (JERSEY) 
20/04/2005
  • FINASCORE FUDICIARY
A warning PDF of date 20/04/2005 (new window) JFSC (JERSEY) 
20/04/2005
  • FINASCORE FINANCE
A warning PDF of date 20/04/2005 (new window) JFSC (JERSEY) 
11/05/2005
  • FIRST COLONIAL MANAGEMENT
A warning PDF of date 11/05/2005 (new window) SFC (HONG KONG) 
06/07/2005
  • FAIRCHILD PIERCE
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • FORDHAM FINANCIAL MANAGEMENT
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
13/07/2005
  • FIRST SWISS FINANCIAL MANAGEMENT AG
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 
14/09/2005
  • FIRST CHINA CORPORATE MANAGEMENT GROUP
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
21/09/2005
  • FINANZMARKETING GMBH & CO. KG.
A warning PDF of date 21/09/2005 (new window) CONSOB (ITALIA) 
28/09/2005
  • FIRST CHINA CORPORATE MANAGEMENT GROUP
A warning PDF of date 28/09/2005 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial F.