As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/05/2023
  • EXFINANCES / FINEX GROUP LIMITED (CLONE)
A warning PDF of date 03/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD HA COPIADO LOS DATOS (NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO) DE UNA ASEGURADORA AUTORIZADA EN IRLANDA
05/06/2013
  • EXELYUM LTD.
A warning PDF of date 05/06/2013 (new window) AMF (FRANCIA) 
19/11/2008
  • EXECUTIVE GROUP
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
09/04/2019
  • EXECS FINANCIAL SERVICE(S) / EFS / EXECS LENDING FIRM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
30/11/2022
  • EXCRYPTOTRADEFX
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
30/08/2017
  • EXCON FUJI SECURITIES
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
05/07/2017
  • EXCON FUJI
A warning PDF of date 05/07/2017 (new window) SFSA (SUECIA) 
02/02/2022
  • EXCO TRADING FX
A warning PDF of date 02/02/2022 (new window) FCA (REINO UNIDO) 
01/02/2023
  • EXCLUSIVE TRADE FX
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO) 
13/04/2022
  • EXCLUSIVE FOREX TRADING
A warning PDF of date 13/04/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial E.