As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 26 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/01/2012
  • EQUINOX VENTURES CORPORATION
A warning PDF of date 18/01/2012 (new window) SFSA (SUECIA) 
01/02/2023
  • EQUITI CAPITAL MARKETS / EQUITICAPITAL MARKETS
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO) 
27/01/2010
  • EQUITIES EUROPE
A warning PDF of date 27/01/2010 (new window) IFSRA (IRLANDA) 
19/10/2011
  • EQUITIES MANAGEMENT BUREAU
A warning PDF of date 19/10/2011 (new window) FSMA (BELGICA) 
07/01/2004
  • EQUITORIA TRUST BANK INC.
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 
02/11/2022
  • EQUITY ASSETS INNOVATION
A warning PDF of date 02/11/2022 (new window) FCA (REINO UNIDO) 
27/12/2006
  • EQUITY DEVELOPMENT GROUP (EDG)
A warning PDF of date 27/12/2006 (new window) FSC (ISLA DE MAN) 
18/01/2023
  • EQUITY GLOBAL BANK
A warning PDF of date 18/01/2023 (new window) FCA (REINO UNIDO) 
29/06/2022
  • EQUITY INNOVATION MARKETS
A warning PDF of date 29/06/2022 (new window) FCA (REINO UNIDO) 
10/08/2011
  • EQUITY RESEARCH PARTNERS
A warning PDF of date 10/08/2011 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial E.