As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/12/2009
  • CAPITAL INSTITUTE, S.C. DE R.L. (CAPITALBANK)
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
12/02/2020
  • CAPITAL INTERNATIONAL MANAGEMENT COMPANY
  • CIMC (CLON)
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO) 
15/02/2017
  • CAPITAL INVEST EUROPE
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
30/11/2022
  • CAPITAL INVEST PARTNERS (CIP) UK LTD
A warning PDF of date 30/11/2022 (new window) FMA (AUSTRIA) 
18/05/2011
  • CAPITAL INVEST TRADING
A warning PDF of date 18/05/2011 (new window) FSA (REINO UNIDO) 
14/07/2004
  • CAPITAL INVESTMENT CORPORATION
A warning PDF of date 14/07/2004 (new window) FSC (ISLA DE MAN) 
27/01/2010
  • CAPITAL INVESTORS ASSET MANAGEMENT AG
A warning PDF of date 27/01/2010 (new window) HCMC (GRECIA) 
24/02/2010
  • CAPITAL INVESTORS, SA
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
27/01/2010
  • CAPITAL INVESTORS, SA
A warning PDF of date 27/01/2010 (new window) HCMC (GRECIA) 
09/12/2020
  • CAPITAL LETTER GMBH / CAPITAL LETTER LTD
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.

Consultation criteria: By type unauthorised entities, By initial C.