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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/10/2011
  • CAPITAL EDGE GROUP
A warning PDF of date 13/10/2011 (new window) FSA (REINO UNIDO) 
29/03/2017
  • CAPITAL EPARGNE
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
30/06/2004
  • CAPITAL EXPRESS BANK
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 
29/07/2009
  • CAPITAL FINANCE (CHANNEL ISLANDS) LIMITED
A warning PDF of date 29/07/2009 (new window) FSC (ISLA DE MAN) 
29/07/2009
  • CAPITAL FINANCE (CHANNEL ISLANDS) LIMITED
A warning PDF of date 29/07/2009 (new window) FSC (ISLA DE MAN) 
16/08/2018
  • CAPITAL FINANCE GROUP LIMITED (CLON DE AGENTE)
A warning PDF of date 16/08/2018 (new window) FCA (REINO UNIDO) 
12/08/2020
  • CAPITAL FINANCIAL MANAGEMENT (CLON)
  • C-F-M.INFO / WWW.CAPITAL-FINANCIAL-MANAGEMENT.LTD
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
03/02/2021
  • CAPITAL FIRST FINANCE (CLON)
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CO LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN CAPITAL FIRST FINANCE LTD.
08/08/2018
  • CAPITAL FXG LTD / NORDIC PEARL LTD
A warning PDF of date 08/08/2018 (new window) CONSOB (ITALIA) 
14/04/2021
  • CAPITAL GLOBAL MARKETS
A warning PDF of date 14/04/2021 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial C.