As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/12/2016
  • CAMPTON CAPITAL PARTNERS
A warning PDF of date 28/12/2016 (new window) FCA (REINO UNIDO) 
14/01/2009
  • CANARY TRUST SECURITY
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
15/10/2008
  • CANARY TRUST SECURITY
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
23/07/2008
  • CANARY TRUST SECURITY
A warning PDF of date 23/07/2008 (new window) FSC (ISLA DE MAN) 
07/01/2015
  • CANARY WHARF GROUP
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
29/06/2016
  • CANNON CORPORATE CONSULTANTS
A warning PDF of date 29/06/2016 (new window) FCA (REINO UNIDO) 
25/01/2012
  • CANTATA EQUITY MANAGEMENT, LLC
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
07/11/2018
  • CANTOR FITZGERALD BANK (CLON)
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
24/05/2023
  • CANTOR FITZGERALD IRELAND LIMITED (CLONE)
A warning PDF of date 24/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE, LOGO Y DIRECCIÓN DE LA ENTIDAD ADVERTIDA POR EL CBI CANTOR FITZGERALD IRELAND LIMITED.
16/05/2012
  • CANTOR INDEX / CANTOR UK
A warning PDF of date 16/05/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CANTOR INDEX LIMITED

Consultation criteria: By type unauthorised entities, By initial C.