As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 72 out of 122
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/04/2019
  • COLUMBIA CAPITAL GROUP LTD
A warning PDF of date 09/04/2019 (new window) CONSOB (ITALIA) 
09/04/2019
  • CARTER FINANCIAL SERVICES
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
09/04/2019
  • CUSTODIAN LIFE LTD
A warning PDF of date 09/04/2019 (new window) FSAN (NORUEGA) 
09/04/2019
  • CFDS100 LTD / MARKETS XL / CCLR SOLUTIONS LIMITED
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
13/03/2019
  • COOPER NEWTON MANAGEMENT GROUP / COOPER-NEWTON MANAGEMENT GROUP
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO) 
06/03/2019
  • CAPITAL COM INVESTMENT LTD
A warning PDF of date 06/03/2019 (new window) CONSOB (ITALIA) 
27/02/2019
  • CAPITAL HALL/CAPITAL TECH LTD (ISLAS MARSHALL)
A warning PDF of date 27/02/2019 (new window) CBI (IRLANDA) 
27/02/2019
  • CFDS100 (TRSYSTEM LTD)
A warning PDF of date 27/02/2019 (new window) FSMA (BELGICA) 
20/02/2019
  • CELESTIAL TRADING LTD / TRADEINVEST90
A warning PDF of date 20/02/2019 (new window) FMA (AUSTRIA) 
16/01/2019
  • COBALT CAPITAL INC.
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).

Consultation criteria: By type unauthorised entities, By initial C.