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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/04/2014
  • CLEARSKIES GROUP LTD
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
22/01/2014
  • CLAIRMONT CAPITAL PARTNERS
A warning PDF of date 22/01/2014 (new window) SFSA (SUECIA) 
17/11/2010
  • CMI TRADING GROUP
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
20/04/2011
  • COMMONWEALTH ALLIANCE CORPORATION
A warning PDF of date 20/04/2011 (new window) SFSA (SUECIA) 
27/04/2011
  • CONNELLY PETERSON LTD.
A warning PDF of date 27/04/2011 (new window) SFSA (SUECIA) 
04/12/2013
  • COVER CAPITAL PARTNERS AND BUREAU OF FINANCIAL TRADING
A warning PDF of date 04/12/2013 (new window) SFSA (SUECIA) 
22/01/2014
  • CHARTERHOUSE WEALTH MANAGEMENT
A warning PDF of date 22/01/2014 (new window) SFSA (SUECIA) 
22/01/2014
  • CAYMAN ASSET MANAGEMENT
A warning PDF of date 22/01/2014 (new window) SFSA (SUECIA) 
16/11/2005
  • CHABERT ASSET MANAGEMENT
A warning PDF of date 16/11/2005 (new window) SFSA (SUECIA) 
11/02/2009
  • COOPER AND YORK
A warning PDF of date 11/02/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial C.