As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 120
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/09/2008
  • CAPITAL MANAGEMENT FOUNDATION OF NORTH AMERICA INC. (CMF)
A warning PDF of date 17/09/2008 (new window) AMF (FRANCIA) 
17/09/2008
  • CAPITAL MANAGEMENT FOUNDATION OF NORTH AMERICA INC. (CMF)
A warning PDF of date 17/09/2008 (new window) AMF (FRANCIA) 
09/02/2005
  • CAPITAL MANAGEMENT GROUP
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
12/06/2019
  • CAPITAL MANAGEMENTS
A warning PDF of date 12/06/2019 (new window) FMA (AUSTRIA) 
31/03/2021
  • CAPITAL MARKET SEARCH
A warning PDF of date 31/03/2021 (new window) FCA (REINO UNIDO) 
31/07/2013
  • CAPITAL MARKETS
A warning PDF of date 31/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CAPITAL MARKETS, O.C.P., A.S.
14/04/2010
  • CAPITAL MARKETS ADVISORY
A warning PDF of date 14/04/2010 (new window) JFSC (JERSEY) 
28/10/2020
  • CAPITAL MARKETS LONDON (CLON)
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CAPITAL MARKETS TRADING UK LLP
03/12/2014
  • CAPITAL MERGERS & ACQUISITIONS
A warning PDF of date 03/12/2014 (new window) EI_CBI (IRLANDA) 
27/08/2014
  • CAPITAL MERGERS AND ACQUISITIONS
A warning PDF of date 27/08/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial C.