As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 64 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/02/2015
  • BRAEMAR CAPITAL
A warning PDF of date 18/02/2015 (new window) DFSA (DINAMARCA) 
14/01/2015
  • BENSON BPO LLC
A warning PDF of date 14/01/2015 (new window) FCA (REINO UNIDO) 
17/12/2014
  • BURTON FINANCIAL PLANNERS
A warning PDF of date 17/12/2014 (new window) FSMA (BELGICA) 
17/12/2014
  • BALMORAL INTERNATIONAL GROUP SA
A warning PDF of date 17/12/2014 (new window) CSSF (LUXEMBURGO) 
12/11/2014
  • BLACKROCK WEALTH (CLON)
A warning PDF of date 12/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BLACKROCK FUND MANAGERS LIMITED
29/10/2014
  • BURTON CAPITAL PARNTERS
A warning PDF of date 29/10/2014 (new window) FCA (REINO UNIDO) 
08/10/2014
  • BOYD CLARK RESOURCE CAPITAL SOLUTIONS
A warning PDF of date 08/10/2014 (new window) SFSA (SUECIA) 
24/09/2014
  • BROOKE POINT LIMITED / BROKE POINT LIMITED
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO) 
17/09/2014
  • BROOKMORE PARTNERS
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
27/08/2014
  • BENISON ASSET MANAGEMENT
A warning PDF of date 27/08/2014 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial B.