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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 57 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/04/2006
  • BRUNO BEURIOT GESTION
A warning PDF of date 19/04/2006 (new window) AMF (FRANCIA) 
22/03/2006
  • BOND FINANCE SERVICES
A warning PDF of date 22/03/2006 (new window) FSC (ISLA DE MAN) 
29/03/2006
  • BANCO NATIONAL BANK
A warning PDF of date 29/03/2006 (new window) FSC (ISLA DE MAN) 
08/02/2006
  • BLOSSOM HILL INVESTMETS
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
21/12/2005
  • BEGOSHI & PARTNERS
A warning PDF of date 21/12/2005 (new window) SFSA (SUECIA) 
16/11/2005
  • BERNARD SIMPSON CONSULTANS
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
16/11/2005
  • BEACON CAPITAL MANAGEMENT
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
28/09/2005
  • BELL INTERNATIONAL ASSET MANAGEMENT
A warning PDF of date 28/09/2005 (new window) FSA (REINO UNIDO) 
14/09/2005
  • BROWN & LAMPE U.S. PORTFOLIO MANAGEMENT LTD.
A warning PDF of date 14/09/2005 (new window) FMA (AUSTRIA) 
14/09/2005
  • BROWN FRIEDMANN & CO. LTD.
A warning PDF of date 14/09/2005 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial B.