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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 51 out of 61
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/04/2010
  • BERGSTEIN FINANCIAL
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
31/03/2010
  • BANK OF FAMILY
A warning PDF of date 31/03/2010 (new window) JFSC (JERSEY) 
31/03/2010
  • BEST EURO CREDIT
A warning PDF of date 31/03/2010 (new window) FMA (AUSTRIA) 
24/02/2010
  • BLANC & BAUMAR
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
13/01/2010
  • BERGUES INVEST
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 
23/12/2009
  • BLACK DIAMOND EQUITY GROUP
A warning PDF of date 23/12/2009 (new window) JFSC (JERSEY) 
18/11/2009
  • BORSA FINANCIAL
A warning PDF of date 18/11/2009 (new window) CBFA (BELGICA) 
11/11/2009
  • BRIDGE INVESTMENT NETWORK
A warning PDF of date 11/11/2009 (new window) DFSA (DINAMARCA) 
04/11/2009
  • BUSINESS COORDINATION SERVICE - TRADING BVBA
A warning PDF of date 04/11/2009 (new window) CBFA (BELGICA) 
04/11/2009
  • BRITISH FINANCIAL SUPERVISION COMMISSION
A warning PDF of date 04/11/2009 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial B.