Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 61
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/04/2021
  • BYSIGNALS
A warning PDF of date 14/04/2021 (new window) CMVM (PORTUGAL) 
31/03/2020
  • BYRON-STAFFORD
A warning PDF of date 31/03/2020 (new window) FSMA (BELGICA) 
18/09/2013
  • BYRD FLEMING AND ASSOCIATES
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
02/12/2020
  • BYBLOS INVEST HOLDING (CLON)
A warning PDF of date 02/12/2020 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BYBLOS INVEST HOLDING S.A.
29/06/2011
  • BVB DEVELOPMENT SA
A warning PDF of date 29/06/2011 (new window) FSMA (BELGICA) 
28/10/2020
  • BUY.HIGHYIELDINVESTMENTBOND.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LIVERPOOL VICTORIA FINANCIAL SERVICES LIMITED
03/08/2011
  • BUTLER INVESTMENT MANAGERS
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO)SIN RELACION CON LA FIRMA BUTLER INVESTMENT MANAGERS LTD AUTORIZADA POR LA FSA CON EL NUMERO 477024
13/06/2012
  • BUSINESS INTELLIGENCE
A warning PDF of date 13/06/2012 (new window) DFSA (DINAMARCA) 
25/01/2017
  • BUSINESS GRANTS AND LOANS
A warning PDF of date 25/01/2017 (new window) FCA (REINO UNIDO) 
04/11/2009
  • BUSINESS COORDINATION SERVICE - TRADING BVBA
A warning PDF of date 04/11/2009 (new window) CBFA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial B.