Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 8 out of 91
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
23/02/2022 |
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ADEPT INVESTMENT MANAGEMENT PLC (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN IRLANDA CON LA MISMA DENOMINACIÓN |
27/04/2022 |
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ASCANA GROUP LTD (OPERANDO COMO TRENDSMACRO)
|
| CBI (IRLANDA) | |
15/06/2022 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA USÓ DE MANERA FRAUDULENTA EL NÚMERO DE REGISTRO DE UNA ENTIDAD LEGALMENTE REGISTRADA EN IRLANDA |
10/01/2024 |
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AMBER CAPITAL INVESTMENT MANAGEMENT ICAV (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI AMBER CAPITAL INVESTMENT MANAGEMENT ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA. |
26/12/2019 |
|
| CBI (IRLANDA) | |
26/07/2023 |
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APEL FINANCIAL DISTRIBUTION (CLONE)
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APEL FINANCIAL (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA ALGUNOS DATOS COMO NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO PARA SUPLANTAR A LA ENTIDAD AUTORIZADA APEL FINANCIAL DISTRIBUTION SERVICES LIMITED. |
02/08/2023 |
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ADVANCE PERSONAL CREDIT LTD (CLONE)
|
| CBI (IRLANDA) | |
02/08/2023 |
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ABRDN INVESTMENTS IRELAND LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD REGISTRADA DEL MISMO NOMBRE |
26/07/2023 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA EL MAIL INFO@AXONICICAV.COM , ACCOUNTS@AXONICICAV.COM PARA SUPLANTAR A LA ENTIDAD ORIGINAL |
02/08/2023 |
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AVIVA DIRECT IRELAND LTD (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE Y LA DIRECCIÓN DE LA FIRMA AUTORIZADA EN IRLANDA AVIVA DIRECT IRELAND LIMITED |
Consultation criteria: By type unauthorised entities, By initial A.