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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 66
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/10/2020
  • AEGON LONDON (CLON)
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA AEGON INVESTMENT SOLUTIONS LTD
14/10/2020
  • ATLAS GLOBAL RECOVERY SOLUTIONS
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
14/10/2020
  • ASTRICA LTD
A warning PDF of date 14/10/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
07/10/2020
  • ABN AMRO PRIVATE BANK (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA ABN AMRO BANK NV
07/10/2020
  • APEX FINANCE GROUP (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA APEX PRIVATE FINANCE LIMITED
30/09/2020
  • ATLESS FINANCE
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
30/09/2020
  • ACCEA FINANCE
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
23/09/2020
  • AMBER (CLON)
A warning PDF of date 23/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/09/2020
  • APCOFX
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
16/09/2020
  • AEGION GROUP LTD / CAPITALFX
A warning PDF of date 16/09/2020 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial A.