Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1217 out of 1219
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
23/06/2004unauthorised entities
  • DE VERRE LLOYD & CO., LTD.
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 
23/06/2004unauthorised entities
  • BAKER & WHITE
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 
13/01/2010unauthorised entities
  • PARTNERS INVESTMENT NETWORK LIMITED
  • HTTP://PARTNERSINVESTMENTNETWORK.COM/
A warning PDF of date 13/01/2010 (new window) SSMA (ESLOVENIA) 
18/04/2012unauthorised entities
  • TARLIN INVESTMENT MANAGEMENT
A warning PDF of date 18/04/2012 (new window) SSMA (ESLOVENIA) 
25/03/2020Other alerts
  • VARIOS ESLOVENIA
A warning PDF of date 25/03/2020 (new window) SSMA (ESLOVENIA)LA SSMA ADVIERTE ACERCA DE LOS RIESGOS QUE TIENE LA INVERSIÓN EN CERTIFICADOS NEGOCIABLES DE LA COMPAÑÍA DECACARE D.O.O.
08/11/2006unauthorised entities
  • MASON ROSS INVESTMENTS LTD.
A warning PDF of date 08/11/2006 (new window) SSMA (ESLOVENIA) 
21/04/2010unauthorised entities
  • SIMRAY ASA (MY PRIVATE TRADE)
  • HTTP://WWW.MYPRIVATETRADE.COM/
A warning PDF of date 21/04/2010 (new window) SSMA (ESLOVENIA) 
19/04/2006unauthorised entities
  • CERTIGROUP
A warning PDF of date 19/04/2006 (new window) SSMA (ESLOVENIA) 
16/02/2005unauthorised entities
  • ALBAG GESELSHAFT FUR ALLGEMEINE FINANZIERUNGSBERATUNG GMBH
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
16/02/2005unauthorised entities
  • CEEM CENTRAL & EASTERN EUROPEAN MARKETS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.